SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Ternus John

(Last)

(First)

(Middle)

ONE APPLE PARK WAY

(Street)

CUPERTINO

CALIFORNIA

95014

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2026

3. Issuer Name and Ticker or Trading Symbol
Apple Inc. [ AAPL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CEO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	34,155	D⁽¹⁾

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Unit	⁽²⁾	⁽²⁾	Common Stock	22,159	⁽³⁾	D
Restricted Stock Unit	⁽⁴⁾	⁽⁴⁾	Common Stock	38,938	⁽³⁾	D
Restricted Stock Unit	⁽⁵⁾	⁽⁵⁾	Common Stock	58,408	⁽³⁾	D
Restricted Stock Unit	⁽⁶⁾	⁽⁶⁾	Common Stock	43,901	⁽³⁾	D
Restricted Stock Unit	⁽⁷⁾	⁽⁷⁾	Common Stock	43,901	⁽³⁾	D
Restricted Stock Unit	⁽⁸⁾	⁽⁸⁾	Common Stock	48,932	⁽³⁾	D
Restricted Stock Unit	⁽⁹⁾	⁽⁹⁾	Common Stock	48,932	⁽³⁾	D

Explanation of Responses:

1. These shares are held through Mr. Ternus' trust.

2. This restricted stock unit ("RSU") award was granted September 25, 2022. 22,159 RSUs subject to the award vested on each of April 1, 2025, and April 1, 2026. 22,159 RSUs are scheduled to vest on April 1, 2027, subject to the terms and conditions of the underlying award agreement.

3. Each RSU represents the right to receive, at settlement, one share of Apple Inc.'s ("Apple's") common stock.

4. This RSU award was granted October 1, 2023. 19,470 RSUs subject to the award vested on April 1, 2026. 19,469 RSUs are scheduled to vest on each of April 1, 2027, and April 1, 2028, subject to the terms and conditions of the underlying award agreement.

5. This performance-based RSU award was granted October 1, 2023, and is scheduled to vest on October 1, 2026, subject to the terms and conditions of the underlying award agreement. The "target" number of RSUs is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026.

6. This RSU award was granted September 29, 2024, and is scheduled to vest as to one-third of the units on each of April 1, 2027, April 1, 2028, and April 1, 2029, subject to the terms and conditions of the underlying award agreement.

7. This performance-based RSU award was granted September 29, 2024, and is scheduled to vest on October 1, 2027, subject to the terms and conditions of the underlying award agreement. The "target" number of RSUs is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2025 and ending with the last day of Apple's fiscal year 2027.

8. This RSU award was granted September 28, 2025, and is scheduled to vest as to one-third of the units on each of April 1, 2028, April 1, 2029, and April 1, 2030, subject to the terms and conditions of the underlying award agreement.

9. This performance-based RSU award was granted September 28, 2025, and is scheduled to vest on October 1, 2028, subject to the terms and conditions of the underlying award agreement. The "target" number of RSUs is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2026 and ending with the last day of Apple's fiscal year 2028.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Sam Whittington, Attorney-in-Fact for John Ternus	09/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)