<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>s585965.txt
<TEXT>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
February 22, 2002 (February 20, 2002)
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Date of Report (Date of Earliest Event Reported)
The Nasdaq Stock Market, Inc.
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(Exact Name of Registrant as Specified in Charter)
Delaware 000-32651 52-1165937
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(State or Other Jurisdiction (Commission File (IRS Employer
of Incorporation) Number) Identification No.)
One Liberty Plaza
New York, New York 10006
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(Address of Principal Executive Offices and Zip Code)
(212) 858-4750
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(Registrant's Telephone Number, Including Area Code)
N/A
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(Former Name or Former Address, if Changed Since Last Report)
Item 5. Other Events.
On February 20, 2002, The Nasdaq Stock Market, Inc. ("Nasdaq")
entered into a definitive agreement with the National Association of
Securities Dealers, Inc. (the "NASD") to repurchase 33,768,895 shares of
Nasdaq common stock, $0.01 par value per share (the "Common Stock"), from
the NASD. As of February 13, 2002, Nasdaq had approximately 111,286,985
shares of Common Stock outstanding. Pursuant to the terms of the agreement,
Nasdaq will purchase the shares of Common Stock from the NASD for
approximately $439,000,000 in aggregate consideration, payable in a
combination of cash and shares of newly issued Series A preferred stock and
Series B preferred stock. The preferred stock is designed, among other
things, to ensure that the NASD will retain majority voting control over
Nasdaq until such time as Nasdaq commences operating as a national
securities exchange.
The transaction will be completed in two stages. The first stage
closed on February 21, 2002 with Nasdaq repurchasing 13,461,538 shares of
Common Stock from the NASD for aggregate cash consideration of
approximately $175,000,000. The second stage is subject to certain
conditions and is expected to close by March 1, 2002.
The transaction is in furtherance of the restructuring efforts
undertaken by the two companies over the last two years to completely
separate Nasdaq from the NASD.
Item 7. Financial Statements and Exhibits.
(c) Exhibits
4.1 Investor Rights Agreement, dated as of February 20, 2002,
between The Nasdaq Stock Market, Inc. and the National
Association of Securities Dealers, Inc.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date: February 22, 2002
THE NASDAQ STOCK MARKET, INC.
By: /s/ Edward S. Knight
--------------------------------
Edward S. Knight
Executive Vice President
and General Counsel
EXHIBIT INDEX
Exhibit Description
4.1 Investor Rights Agreement, dated as of February 20, 2002,
between The Nasdaq Stock Market, Inc. and the National
Association of Securities Dealers, Inc.
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