<SEC-DOCUMENT>0001067491-17-000006.txt : 20170113
<SEC-HEADER>0001067491-17-000006.hdr.sgml : 20170113
<ACCEPTANCE-DATETIME>20170113095832
ACCESSION NUMBER: 0001067491-17-000006
CONFORMED SUBMISSION TYPE: 6-K
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170113
FILED AS OF DATE: 20170113
DATE AS OF CHANGE: 20170113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Infosys Ltd
CENTRAL INDEX KEY: 0001067491
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 581760235
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 6-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35754
FILM NUMBER: 17526684
BUSINESS ADDRESS:
STREET 1: ELECTRONICS CITY HOSUR RD
STREET 2: BANGALORE KARNATAKA INDIA
CITY: BANGALORE
STATE: K7
ZIP: 560 100
BUSINESS PHONE: 0119180852
MAIL ADDRESS:
STREET 1: ELECTRONIC CITY HOSUR RD
STREET 2: BANGALORE KARNATAKA INDIA
CITY: BANGALORE
STATE: K7
ZIP: 560 100
FORMER COMPANY:
FORMER CONFORMED NAME: INFOSYS TECHNOLOGIES LTD
DATE OF NAME CHANGE: 19980804
</SEC-HEADER>
<DOCUMENT>
<TYPE>6-K
<SEQUENCE>1
<FILENAME>index.htm
<DESCRIPTION>INADVERTENT TRADING DURING TRADING WINDOW CLOSURE
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<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center; text-indent: 0.5in"><B>UNITED STATES SECURITIES
AND EXCHANGE COMMISSION</B></P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center"><B>Washington, D.C. 20549</B></P>
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<P STYLE="font: 16pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center"><B>Form 6-K</B></P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center; text-indent: 0.5in"> </P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center"><B>Report of Foreign Private Issuer</B></P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center; text-indent: 0.5in"> </P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center"><B>Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934</B></P>
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<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center"><B>For the month of January 2017</B></P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center; text-indent: 0.5in"> </P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center"><B>Commission File Number 001-35754</B></P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center; text-indent: 0.5in"> </P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center"><B>Infosys Limited</B></P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center"><I>(Exact name of Registrant as specified
in its charter)</I></P>
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<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center"><B>Not Applicable.</B></P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center"><I>(Translation of Registrant's name into
English)</I></P>
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<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center"><B>Electronics City, Hosur Road, Bangalore
- 560 100, Karnataka, India. +91-80-2852-0261</B></P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center"><I>(Address of principal executive offices)</I></P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center; text-indent: 0.5in"> </P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: justify">Indicate by check mark whether the registrant
files or will file annual reports under cover Form 20-F or Form 40-F:</P>
<P STYLE="font: 10pt/normal Calibri, Helvetica, Sans-Serif; margin: 0; text-align: justify"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif">Form
20-F </FONT><FONT STYLE="font-family: Wingdings">þ</FONT><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif"> Form 40-F
</FONT><FONT STYLE="font-family: Wingdings">o</FONT></P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: justify; text-indent: 0.5in"> </P>
<P STYLE="font: 10pt/normal Calibri, Helvetica, Sans-Serif; margin: 0; text-align: justify"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif">Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1) : </FONT><FONT STYLE="font-family: Wingdings">o</FONT></P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: justify; text-indent: 0.5in"> </P>
<P STYLE="font: 10pt/normal Calibri, Helvetica, Sans-Serif; margin: 0; text-align: justify"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif">Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7) : </FONT><FONT STYLE="font-family: Wingdings">o</FONT><B> </B></P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-indent: 0.5in"> </P>
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<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center; text-indent: 0.5in"> <B>TABLE OF
CONTENTS</B></P>
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<TD STYLE="width: 100%; padding-top: 4.15pt; padding-right: 2.25pt; padding-left: 2.25pt; font: 11pt/107% Calibri, Helvetica, Sans-Serif; text-decoration: underline"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt; color: blue; line-height: 106%"><U><A HREF="#a_004">INADVERTENT TRADING DURING TRADING WINDOW CLOSURE</A></U></FONT></TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="padding-top: 4.15pt; padding-right: 2.25pt; padding-left: 2.25pt; font: 11pt/107% Calibri, Helvetica, Sans-Serif"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt; color: blue; line-height: 106%"><A HREF="#a_005">SIGNATURES</A></FONT></TD></TR>
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<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; padding: 0; text-align: center; text-indent: 0.5in"><B><A NAME="a_004"></A>INADVERTENT TRADING
DURING TRADING WINDOW CLOSURE</B></P>
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<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: justify">Infosys Limited (“Infosys”
or “the Company”) hereby furnishes the United States Securities and Exchange Commission with the information contained
in this report on Form 6-K. This information shall not be deemed "filed" for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the "Exchange Act"), or incorporated by reference in any filing under the Securities
Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.</P>
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<P STYLE="font: 10pt/107% Arial, Helvetica, Sans-Serif; margin: 0 0 8pt; text-align: justify">On January 13, 2017, Infosys notified
the stock exchanges of the occurrence of an inadvertent trade by a designated person of Infosys during trading window closure.</P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0 0 8pt; text-align: justify">On January 9, 2017, it was brought
to the attention of the Compliance Officer of Infosys Limited (as designated under the Infosys Insider Trading Policy) that Mr.
Ravi Venkatesan, Independent Director of the Company, had inadvertently, through his Portfolio Management Services account, bought
50 shares of Infosys Limited. The trade occurred when the trading window was closed.</P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0 0 8pt; text-align: justify">The purchase of the shares was carried
out by a fund manager for all his clients. In portfolio management services, the investor does not generally monitor the day-to-day
investment decisions. In this case as well, Mr. Venkatesan had made no instruction to carry out the trade and he was unaware of
the trade having occurred. Subsequently, Mr. Venkatesan has sold the shares and has not made any profit out of the sale. Mr. Venkatesan
has instructed his fund managers not to invest in Infosys shares in the future.</P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: justify">The Audit Committee of the Company's
Board of Directors, which is responsible for review of compliance with the Insider Trading Policy of the Company was notified of
this matter. Based on Mr. Venkatesan’s submission, the Audit Committee believes that this was an inadvertent trade made without
intent to violate the Infosys Insider Trading Policy or the Securities and Exchange Board of India (Prohibition of Insider Trading)
Regulations (“PIT Regulations”). However, the Audit Committee has determined that there was a violation of the Infosys
Insider Trading Policy and the PIT regulations and therefore imposed on Mr. Venkatesan, a penalty of Rs. 100,000 to be made to
a charitable organization of his choice. In accordance with the PIT Regulations and the Infosys Insider Trading Policy, Infosys
will also be notifying the Securities and Exchange Board of India of this event.</P>
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<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center"><B> </B></P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center"><B><A NAME="a_005"></A>SIGNATURES</B></P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: center; text-indent: 0.5in"> </P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0">Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.</P>
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<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: right">Infosys Limited</P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: right">/s/ Manikantha A.G.S</P></TD></TR>
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<TD STYLE="vertical-align: bottom; font: 11pt/107% Calibri, Helvetica, Sans-Serif"><FONT STYLE="font-family: Arial, Helvetica, Sans-Serif; font-size: 10pt; line-height: 106%">Date: January 13, 2017</FONT></TD>
<TD STYLE="vertical-align: top">
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: right; text-indent: 0.5in">Manikantha A.G.S</P>
<P STYLE="font: 10pt/normal Arial, Helvetica, Sans-Serif; margin: 0; text-align: right; text-indent: 0.5in"><I>Company Secretary</I></P></TD></TR>
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